Our Commitment To Excellence 

"We are dedicated to simplifying the complexities of our clients' financial concerns. we do this with the end in mind. By analyzing our clients' needs through in-depth fact-finding and needs analysis we focus on serving each client's unique financial needs as their lives progressively evolve."

Plan Now For Your Future

Roth Financial has the knowledge and expertise to help you discover your core values and integrate them into your planning process. To develop your plan, We will discover your vision for the future, your mission in life and your personal financial philosophy.

We will do this by taking the time to get to know you and your family. In this way, we put you—not your wealth—at the center of the process.

Our philosophy for working with clients focuses on following the highest ethical conduct code. We promise our clients that we will make every conscientious effort to provide the same quality service that he would want for ourselves.

Planning Horizon graphic

Copyright 2016 The Legacy Companies, LLC. Concepts used in these materials used with permission from The Legacy Companies, LLC. Legacy Materials and Concepts are only made available to advisors in the Fee-Based Financial Planning program at Northwestern Mutual Wealth Management Company.

Steve Forbes and John Schlifske on "Econo-ME: Ensuring Your Financial Security in the New Normal”

Northwestern Mutual hosted a speaker series with Steve Forbes, chairman and editor in chief of Forbes Media and John Schlifske, Northwestern Mutual chairman and CEO. Forbes and Schlifske discussed their thoughts on the economy, the markets, and how individuals and business owners can ensure financial security in the new normal. The event was part of a three day, seven-city tour and saw over 4,000 attendees in total. The Hartford event, which took place at the Hartford Marriott Downtown, had over 600 in attendance.

To read more about the event, visit Bob's Community Involvement page.


Robert A Roth, CLU®, ChFC®, AEP®
Wealth Management Advisor

The Roth Financial Group

Largest Dividend Payout in Company History

In 2019, we expect the largest dividend payout for life and disability income insurance policyowners in company history.  Read more.

Retirement and Taxes: How to Maximize Your Savings

Not all retirement savings vehicles are taxed the same way. Read more

A Guide to Your Finances in Your 40s

With your 40s comes competing money goals. Here’s how to manage them. See how


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck